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Morgan Stanley settles charges related to misselling inverse ETFs
ETF Strategy … to obtain from several hundred clients a signed client disclosure notice, which stated that single inverse ETFs were typically unsuitable for investors planning to hold them longer than one trading session unless used as part of a trading or … Morgan Stanley pays $8m to settle ETF investment chargesInternational Adviser Morgan Stanley Pays $8m to Settle Charges over Unsuitable ETF InvestmentsFinance Magnates SEC, Morgan Stanley settle charges related to inverse ETFsInvestmentNews Financial Advisor IQ (registration) –Wealth Professional (blog) –ThinkAdvisor –Securities and Exchange Commission all 73 news articles » |
Source:Morgan Stanley settles charges related to misselling inverse ETFs – ETF Strategy